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Home > Insider Trading > Filing (0001181431-14-030816)

Filing Details

Accession Number:: 0001181431-14-030816
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-09-03 18:07:11
Reporting Period:: 2014-08-29

Filing Date:: 2014-09-03
Accepted Time:: 2014-09-03 17:07:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1350102	Ascent Solar Technologies Inc.	ASTI	Semiconductors & Related Devices (3674)	203672603

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1528101	Ltd Group Investment Radiant Tfg	Block B, Fourth Floor, Building B No. 1 Binlang Road, Fuitan Ftz Shenzhen F4 518038		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-08-29	845,309	$2.37	2,448,594	No	4	P	Direct
Common Stock	Acquisiton	2014-08-29	1,425,000	$2.80	3,873,594	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Footnotes

845,309 shares of common stock were purchased upon execution of the Securities Purchase Agreement.
1,425,000 shares (the "Tranche 2 Shares") will be purchased immediately following Stockholder Approval at the Stockholders' Meeting. The Tranche 2 Shares will not be purchased if Stockholder Approval is not obtained.