Filing Details
- Accession Number:
- 0001209191-14-055614
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-03 16:32:25
- Reporting Period:
- 2014-09-02
- Filing Date:
- 2014-09-03
- Accepted Time:
- 2014-09-03 16:32:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101984 | Universal Electronics Inc | UEIC | Household Audio & Video Equipment (3651) | 330204817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216547 | Jr A Richard Firehammer | 8350 Devon Court Chagrin Falls OH 44023 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-02 | 12,300 | $24.91 | 14,238 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-02 | 12,300 | $54.69 | 1,938 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-09-02 | 7,700 | $29.25 | 9,638 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-02 | 7,700 | $54.69 | 1,938 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Rt to Buy) | Disposition | 2014-09-02 | 12,300 | $24.91 | 12,300 | $24.91 |
| Common Stock | Employee Stock Option (Rt to Buy) | Disposition | 2014-09-02 | 7,700 | $29.25 | 7,700 | $29.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 58,595 | 2011-04-25 | 2020-01-25 | No | 4 | M | Direct |
| 50,895 | 2011-07-06 | 2021-04-06 | No | 4 | M | Direct |
Footnotes
- Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- This is a weighted average of the price traded. The high was $54.9625 and the low was $54.40.
Billionaire Hedge Funds
