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Home > Insider Trading > Filing (0001140361-14-034731)

Filing Details

Accession Number:: 0001140361-14-034731
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-09-03 16:16:36
Reporting Period:: 2014-01-31

Filing Date:: 2014-09-03
Accepted Time:: 2014-09-03 16:16:36
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1425808	Hydrocarb Energy Corp	HECC	Crude Petroleum & Natural Gas (1311)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1560014	Chris S Herndon	4007 Alcorn Bend Drive Sugar Land TX 77479		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-01-31	558	$7.17	3,991	No	4	P	Direct
Common Stock	Acquisiton	2014-04-30	1,720	$4.65	5,711	No	4	P	Direct
Common Stock	Acquisiton	2014-07-31	2,105	$3.80	7,816	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Hecc Common Stock	Options	Acquisiton	2014-08-21	25,000	$4.50	25,000	$4.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
91,667	2014-08-21	2019-08-21	No	4	A	Direct