Filing Details
- Accession Number:
- 0001354488-14-004489
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-03 16:12:28
- Reporting Period:
- 2014-08-29
- Filing Date:
- 2014-09-03
- Accepted Time:
- 2014-09-03 16:12:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1141197 | Pedevco Corp | PED | Oil & Gas Field Exploration Services (1382) | 223755993 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1415554 | C Frank Ingriselli | 4125 Blackhawk Plaza Circle Suite 201 Danville CA 94506 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-08-29 | 3,500 | $2.00 | 2,032,191 | No | 5 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrant (Right to Buy) | $2.34 | 2013-12-16 | 2017-12-16 | 38,096 | 38,096 | Indirect |
Common Stock | Common Stock Warrant (Right to Buy) | $2.25 | 2012-01-03 | 2014-10-31 | 334 | 334 | Indirect |
Common Stock | Common Stock Warrant (Right to Buy) | $5.25 | 2013-03-22 | 2017-03-22 | 19,048 | 19,048 | Indirect |
Common Stock | Non-Qualified Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 348,267 | 348,267 | Direct |
Common Stock | Incentive Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 42,533 | 42,533 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-12-16 | 38,096 | 38,096 | Indirect |
2014-10-31 | 334 | 334 | Indirect |
2017-03-22 | 19,048 | 19,048 | Indirect |
2022-06-18 | 348,267 | 348,267 | Direct |
2022-06-18 | 42,533 | 42,533 | Direct |
Footnotes
- Sales were sold pursuant to the Reporting Person's Rule 10b5-1 Sales Plan established on September 30, 2013, and are matchable under Section 16(b) of the Securities Act of 1934, as amended, with Mr. Ingriselli's purchase of 170,000 shares of common stock at $1.87 per share on August 25, 2015. As a result, Mr. Ingriselli has agreed to pay the issuer $455.00 which represents the full amount of the profit realized by Mr. Ingriselli in connection with the current short-swing transaction.
- Reporting Person's holding includes 166,667 shares, 540,000 shares and 347,500 balance shares issued pursuant to restricted stock grants, 40,123 shares issued pursuant to an option exercise, 718,334 and 1,890 transferred from Global Venture Investments, LLC; 27,677 shares remaining from Founders stock grant and 20,000 and 170,000 shares acquired in private transactions.
- Global Venture Investments, LLC is an entity 100% owned and controlled by Reporting Person.