Filing Details

Accession Number:
0001354488-14-004489
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-03 16:12:28
Reporting Period:
2014-08-29
Filing Date:
2014-09-03
Accepted Time:
2014-09-03 16:12:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141197 Pedevco Corp PED Oil & Gas Field Exploration Services (1382) 223755993
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1415554 C Frank Ingriselli 4125 Blackhawk Plaza Circle
Suite 201
Danville CA 94506
Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-08-29 3,500 $2.00 2,032,191 No 5 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Common Stock Warrant (Right to Buy) $2.34 2013-12-16 2017-12-16 38,096 38,096 Indirect
Common Stock Common Stock Warrant (Right to Buy) $2.25 2012-01-03 2014-10-31 334 334 Indirect
Common Stock Common Stock Warrant (Right to Buy) $5.25 2013-03-22 2017-03-22 19,048 19,048 Indirect
Common Stock Non-Qualified Stock Option (Right to Buy) $0.51 2012-12-18 2022-06-18 348,267 348,267 Direct
Common Stock Incentive Stock Option (Right to Buy) $0.51 2012-12-18 2022-06-18 42,533 42,533 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-12-16 38,096 38,096 Indirect
2014-10-31 334 334 Indirect
2017-03-22 19,048 19,048 Indirect
2022-06-18 348,267 348,267 Direct
2022-06-18 42,533 42,533 Direct
Footnotes
  1. Sales were sold pursuant to the Reporting Person's Rule 10b5-1 Sales Plan established on September 30, 2013, and are matchable under Section 16(b) of the Securities Act of 1934, as amended, with Mr. Ingriselli's purchase of 170,000 shares of common stock at $1.87 per share on August 25, 2015. As a result, Mr. Ingriselli has agreed to pay the issuer $455.00 which represents the full amount of the profit realized by Mr. Ingriselli in connection with the current short-swing transaction.
  2. Reporting Person's holding includes 166,667 shares, 540,000 shares and 347,500 balance shares issued pursuant to restricted stock grants, 40,123 shares issued pursuant to an option exercise, 718,334 and 1,890 transferred from Global Venture Investments, LLC; 27,677 shares remaining from Founders stock grant and 20,000 and 170,000 shares acquired in private transactions.
  3. Global Venture Investments, LLC is an entity 100% owned and controlled by Reporting Person.