Filing Details
- Accession Number:
- 0001354488-14-004486
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-03 16:09:43
- Reporting Period:
- 2014-08-29
- Filing Date:
- 2014-09-03
- Accepted Time:
- 2014-09-03 16:09:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1141197 | Pedevco Corp | PED | Oil & Gas Field Exploration Services (1382) | 223755993 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1293970 | L Michael Peterson | 4125 Blackhawk Plaza Circle Suite 201 Danville CA 94506 | Exec Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-08-29 | 3,500 | $2.00 | 935,098 | No | 5 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,209 | Indirect | By The Peterson Family Trust |
| Common Stock | 36,668 | Indirect | By dependent children |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 63,800 | 63,800 | Direct |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | $0.24 | 2012-03-01 | 2021-10-07 | 100,000 | 100,000 | Direct |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 269,534 | 269,534 | Direct |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | $67.20 | 2008-09-20 | 2018-05-28 | 447 | 447 | Direct |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | $30.24 | 2011-02-02 | 2021-02-02 | 2,977 | 2,977 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-06-18 | 63,800 | 63,800 | Direct |
| 2021-10-07 | 100,000 | 100,000 | Direct |
| 2022-06-18 | 269,534 | 269,534 | Direct |
| 2018-05-28 | 447 | 447 | Direct |
| 2021-02-02 | 2,977 | 2,977 | Direct |
Footnotes
- All sales were sold pursuant to Reporting Person's Rule 10b5-1 Sales Plan established on September 30, 2013.
- Reporting Person's holding includes 200,000 shares, 247,500 shares and 395,000 shares issued pursuant to restricted stock grants; 85,000 balance of vested stock, 7449 shares issued pursuant to debt conversion and 149 issued pursuant to a 2008 Blast stock grant.
- Represents shares held by Peterson Family Trust, a trust 100% owned and controlled by Mr. Peterson and his spouse.
- Represents 18,334 shares of the Issuer's common stock owned by each of the Reporting Person's two dependent children.
Billionaire Hedge Funds
