Filing Details
- Accession Number:
- 0001354488-14-004483
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-03 16:08:27
- Reporting Period:
- 2014-08-29
- Filing Date:
- 2014-09-03
- Accepted Time:
- 2014-09-03 16:08:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1141197 | Pedevco Corp | PED | Oil & Gas Field Exploration Services (1382) | 223755993 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1554740 | Moore Clark | 4125 Blackhawk Plaza Circle Suite 201 Danville CA 94506 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-08-29 | 3,500 | $2.00 | 1,079,234 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2014-09-02 | 15,000 | $0.00 | 1,064,234 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | S | Direct | |
| No | 5 | G | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 57,334 | Indirect | By minor children |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrant (Right to Buy) | $2.34 | 2013-12-16 | 2017-12-16 | 1,906 | 1,906 | Direct |
| Common Stock | Common Stock Warrant (Right to Buy) | $5.25 | 2013-03-22 | 2017-03-22 | 953 | 953 | Direct |
| Common Stock | Incentive Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 44,467 | 44,467 | Direct |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 188,867 | 188,867 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-12-16 | 1,906 | 1,906 | Direct |
| 2017-03-22 | 953 | 953 | Direct |
| 2022-06-18 | 44,467 | 44,467 | Direct |
| 2022-06-18 | 188,867 | 188,867 | Direct |
Footnotes
- All sales were pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person on September 30, 2013.
- Reporting Person and his spouse made bona fide gift transfers of an aggregate of 15,000 shares, in a private transaction, from shares held in community property.
- Reporting Person's holdings include 83,334 shares, 350,000 shares and 219,500 balance shares respectively issued pursuant to restricted stock grants, and 411,400 remaining of Founders stock.
- Represents 28,667 shares of the Issuer's common stock owned by each of Reporting Person's two minor children.
Billionaire Hedge Funds
