Filing Details
- Accession Number:
- 0001209191-14-055565
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-03 16:01:27
- Reporting Period:
- 2014-09-02
- Filing Date:
- 2014-09-03
- Accepted Time:
- 2014-09-03 16:01:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1501364 | United Financial Bancorp Inc. | UBNK | Savings Institutions, Not Federally Chartered (6036) | 273577029 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1472512 | Iii Howard Stanton | United Financial Bancorp, Inc. 45 Glastonbury Boulevard Glastonbury CT 06033 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-02 | 100 | $12.47 | 8,203 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,120 | Indirect | By Rockville Bank 401k Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $10.99 | 2012-06-21 | 2022-06-21 | 4,810 | 4,810 | Direct |
Common Stock | Stock Options | $10.99 | 2012-06-21 | 2022-06-21 | 13,550 | 13,550 | Direct |
Common Stock | Stock Options | $13.25 | 2013-06-21 | 2023-06-21 | 2,197 | 2,197 | Direct |
Common Stock | Stock Options | $13.25 | 2013-06-21 | 2023-06-21 | 6,593 | 6,593 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-06-21 | 4,810 | 4,810 | Direct |
2022-06-21 | 13,550 | 13,550 | Direct |
2023-06-21 | 2,197 | 2,197 | Direct |
2023-06-21 | 6,593 | 6,593 | Direct |
Footnotes
- Open market purchase pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- Includes 3,283 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 5,056 shares vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2013 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number is net of 1,773 shares withheld by the Issuer for tax withholding purposes.
- Shares allocated to the account of Mr. Stanton under the Rockville Bank 401k Plan, of which all shares are vested as of December 31, 2013
- Stock Options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and are 100% vested as of April 30, 2014, pursuant to the Agreement and Plan of Merger, dated November 14, 2013.
- Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and are 100% vested as of April 30, 2014, pursuant to the Agreement and Plan of Merger, dated November 14, 2013.