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Filing Details

Accession Number:: 0001437749-14-016411
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-09-03 13:31:23
Reporting Period:: 2014-08-29

Filing Date:: 2014-09-03
Accepted Time:: 2014-09-03 12:31:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
275119	Baylake Corp	BYLK	State Commercial Banks (6022)	391268055

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1387297	J David Miller	217 N 4Th Ave Sturgeon Bay WI 54235	Chief Credit Officer/Svp	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-08-29	5,000	$12.50	5,000	No	4	S	Indirect	By Baylake Bank 401K Plan FBO David Miller

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Baylake Bank 401K Plan FBO David Miller

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	13,436	Direct
Common Stock	452	Indirect	By Son, Matt
Common Stock	369	Indirect	By Daughter, Courtney
Common Stock	210	Indirect	As custodian for child, Travis
Common Stock	2,500	Indirect	By IRA
Restricted Stock Units	3,141	Direct
Restricted Stock Units	4,711	Direct
Restricted Stock Units	2,794	Direct
Restricted Stock Units	1,115	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options	$4.15	2021-03-15	7,853	7,853	Direct
Common Stock	Stock Options	$6.20	2022-04-01	7,853	7,853	Direct
Common Stock	Stock Options	$9.50	2023-03-19	4,288	4,288	Direct
Common Stock	Stock Options	$13.90	2024-03-18	4,755	4,755	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-03-15	7,853	7,853	Direct
2022-04-01	7,853	7,853	Direct
2023-03-19	4,288	4,288	Direct
2024-03-18	4,755	4,755	Direct

Footnotes

The aggregate restricted stock units were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate restricted stock units were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate restricted stock units were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate restricted stock units were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate stock options were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
The aggregate stock options were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
The aggregate stock options were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
The aggregate stock options were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.