Filing Details

Accession Number:
0001604682-14-000013
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-09-03 10:13:03
Reporting Period:
2014-09-02
Filing Date:
2014-09-03
Accepted Time:
2014-09-03 10:13:03
Original Submission Date:
2014-09-02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
920427 Unity Bancorp Inc UNTY State Commercial Banks (6022) 223282551
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1248813 S Mark Brody C/O Unity Bank
64 Old Highway 22
Clinton NJ 08809
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-02 3,458 $8.30 68,999 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 36,457 Indirect Financial Planning Analysts
Common Stock 662,725 Indirect Dispositive Shares held at Financial Planning Analysts
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $0.00 19,819 19,819 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
19,819 19,819 Direct
Footnotes
  1. 42,813 shares held jointly with spouse at R & T; 10,500 shares held in an SEP-IRA acct.; 1,169 shares held at R & T; 11,059 restricted shares held at R & T; and 3,458 shares purchased through the Rights offering for a total of 68,999 shares.
  2. Shares are dispositive shares over which Dr. Brody has no voting authority, but has dispositive power.
  3. Total vested stock options: 4,863 at $9.83 expire 11/18/14; 2,756 at $12.62 expire 1/25/17; 4,200 at $7.10 expire 12/20/17; 8,000 at $3.80 expire 12/18/18.