Filing Details
- Accession Number:
- 0001604682-14-000013
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-09-03 10:13:03
- Reporting Period:
- 2014-09-02
- Filing Date:
- 2014-09-03
- Accepted Time:
- 2014-09-03 10:13:03
- Original Submission Date:
- 2014-09-02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
920427 | Unity Bancorp Inc | UNTY | State Commercial Banks (6022) | 223282551 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1248813 | S Mark Brody | C/O Unity Bank 64 Old Highway 22 Clinton NJ 08809 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-02 | 3,458 | $8.30 | 68,999 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 36,457 | Indirect | Financial Planning Analysts |
Common Stock | 662,725 | Indirect | Dispositive Shares held at Financial Planning Analysts |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $0.00 | 19,819 | 19,819 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
19,819 | 19,819 | Direct |
Footnotes
- 42,813 shares held jointly with spouse at R & T; 10,500 shares held in an SEP-IRA acct.; 1,169 shares held at R & T; 11,059 restricted shares held at R & T; and 3,458 shares purchased through the Rights offering for a total of 68,999 shares.
- Shares are dispositive shares over which Dr. Brody has no voting authority, but has dispositive power.
- Total vested stock options: 4,863 at $9.83 expire 11/18/14; 2,756 at $12.62 expire 1/25/17; 4,200 at $7.10 expire 12/20/17; 8,000 at $3.80 expire 12/18/18.