Home > Insider Trading > Filing (0001185185-14-002359)

Filing Details

Accession Number:: 0001185185-14-002359
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-09-02 19:10:56
Reporting Period:: 2014-01-03

Filing Date:: 2014-09-02
Accepted Time:: 2014-09-02 19:10:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1066764	Spine Pain Management Inc	SPIN	Services-Hospitals (8060)	980187705

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1617946	L Peter Dalrymple	13451 Belhaven Drive Houston TX 77069		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-01-03	6,000	$0.45	1,767,636	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2014-01-03	11,781	$0.45	1,779,417	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2014-01-07	2,219	$0.45	1,781,636	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2014-03-04	4,085	$0.43	1,785,721	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2014-03-04	915	$0.40	1,786,636	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2014-03-04	1,890	$0.41	1,788,526	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2014-03-04	10,000	$0.43	1,798,526	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2014-03-05	10,000	$0.41	1,808,526	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2014-03-05	10,000	$0.41	1,818,526	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2014-03-05	19,000	$0.41	1,837,526	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2014-03-05	11,000	$0.41	1,848,526	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2014-03-05	3,750	$0.41	1,852,276	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2014-03-05	20,000	$0.41	1,872,276	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2014-03-05	20,000	$0.41	1,892,276	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2014-04-02	25,000	$0.31	1,917,276	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2014-04-02	14,685	$0.31	1,931,961	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2014-04-02	315	$0.31	1,932,276	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2014-04-02	20,000	$0.31	1,952,276	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2014-06-25	25,000	$0.33	1,977,276	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2014-06-25	10,000	$0.33	1,987,276	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2014-08-20	1,000,000	$0.00	1,000,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote
No	4	P	Direct

Footnotes

Shares are held by LPD Investments Ltd. Mr. Dalrymple is General Partner of LPD Investment Ltd. and has voting and investment authority over shares held by it. He is also a Limited Partner of LPD Investment Ltd. with the other Limited Partners being his wife and three trusts, of which he is trustee and his children are beneficiaries.
On August 20, 2014, the issuer issued Mr. Dalrymple the shares as consideration under a Financing Agreement. The shares are unvested and restricted and will vest as follows: (i) upon final documentation being executed to effect a financing a total of 300,000 shares will vest, and (ii) thereafter, so long as the applicable revolving line of credit remains in effect, 100,000 shares will vest at the end of each subsequent three-month period.