Filing Details
- Accession Number:
- 0001604682-14-000012
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-09-02 14:02:32
- Reporting Period:
- 2014-09-02
- Filing Date:
- 2014-09-02
- Accepted Time:
- 2014-09-02 14:02:32
- Original Submission Date:
- 2014-09-02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
920427 | Unity Bancorp Inc | UNTY | State Commercial Banks (6022) | 223282551 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1033204 | Ii H Robert Dallas | C/O Unity Bank 64 Old Highway 22 Clinton NJ 08809 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-02 | 1,108 | $8.30 | 12,191 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-09-02 | 164,048 | $8.30 | 1,657,354 | No | 4 | P | Indirect | Dallas Financial Holdings, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | Dallas Financial Holdings, LLC |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $0.00 | 19,819 | 19,819 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
19,819 | 19,819 | Direct |
Footnotes
- 11,083 restricted shares; 1,108 shares purchased through Rights offering for a total of 12,191.
- All previously reported shares in Direct ownership were transferred to Dallas Financial Holdings, LLC.
- 148,807 shares held at R & T; 1,344,499 held in brokerage account; 164,048 purchased through Rights Offering for a total of 1,657,354 shares.
- Also reported as Indirect ownership by Mr. Dallas' brother, David D. Dallas.
- Total vested stock options: 4,863 at $9.83 expire 11/18/14; 2,756 at $12.62 expire 1/25/17; 4,200 at $7.10 expire 12/20/17; 8,000 at $3.80 expire 12/18/18.