Filing Details
- Accession Number:
- 0000100885-14-000138
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-02 13:11:18
- Reporting Period:
- 2014-08-29
- Filing Date:
- 2014-09-02
- Accepted Time:
- 2014-09-02 13:11:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 100885 | Union Pacific Corp | UNP | Railroads, Line-Haul Operating (4011) | 132626465 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1563283 | K Diane Duren | 1400 Douglas Street Omaha NE 68179 | Evp & Corporate Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-29 | 7,626 | $66.00 | 139,036 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-29 | 7,626 | $105.04 | 131,410 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-08-29 | 9,376 | $57.37 | 140,786 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-29 | 9,376 | $105.04 | 131,410 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-08-29 | 14,346 | $46.80 | 145,756 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-29 | 14,346 | $105.04 | 131,410 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-08-29 | 14,346 | $0.00 | 14,346 | $46.80 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-08-29 | 9,376 | $0.00 | 9,376 | $57.37 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-08-29 | 7,626 | $0.00 | 7,626 | $66.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-02-03 | 2021-02-03 | No | 4 | M | Direct |
| 4,688 | 2013-02-02 | 2022-02-02 | No | 4 | M | Direct |
| 15,252 | 2014-02-07 | 2013-02-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,451 | Indirect | By Deferral Account |
Footnotes
- On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.
- This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 1, 2014.
- This transaction was executed in multiple trades at prices ranging from $104.63 to $105.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
- This option becomes exercisable in three equal installments starting one year from the grant date.
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