Filing Details

Accession Number:
0001179110-14-013448
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-02 12:34:46
Reporting Period:
2014-08-27
Filing Date:
2014-09-02
Accepted Time:
2014-09-02 12:34:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
826683 Merriman Holdings Inc MERR Security Brokers, Dealers & Flotation Companies (6211) 112936371
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1022711 Jonathan D Merriman 600 California Street
9Th Floor
San Francisco CA 94108
Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-27 3,600 $3.80 622,826 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Share numbers reflect Issuer's 1-for-30 reverse stock split effective July 14, 2014.