Filing Details
- Accession Number:
- 0001223112-11-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-10 18:24:51
- Reporting Period:
- 2011-01-07
- Filing Date:
- 2011-01-10
- Accepted Time:
- 2011-01-10 18:24:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1223112 | Ada-Es Inc | ADES | Miscellaneous Chemical Products (2890) | 841457335 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1204127 | H Mark Mckinnies | 8100 South Park Way B-2 Littleton CO 80120 | Svp & Cfo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-01-07 | 1,000 | $12.00 | 106,897 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-01-10 | 1,000 | $13.75 | 105,897 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Shares sold pursuant to an existing 10b(5)-1 plan.
- Of this amount shown, 37,573 shares are held in the qualified pension plan account of the reporting person and 12,000 shares were issued pursuant to a program under the Company's 2007 Equity Incentive Plan, are not fully vested and are subject to certain repurchase rights.