Filing Details
- Accession Number:
- 0001127602-14-026830
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-02 11:13:49
- Reporting Period:
- 2014-08-29
- Filing Date:
- 2014-09-02
- Accepted Time:
- 2014-09-02 11:13:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
714530 | Newbridge Bancorp | NBBC | State Commercial Banks (6022) | 561348147 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1387020 | Jr Wesley William Budd | P. O. Box 18807 Greensboro NC 27419 | Sevp And Chief Credit Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-08-29 | 15 | $7.47 | 216 | No | 4 | P | Indirect | Deferred Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Deferred Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 16,053 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Incentive Stock Option (Right to Buy) | $13.64 | 2008-01-25 | 2017-01-25 | 5,350 | 5,350 | Direct |
Class A Common Stock | Restricted Stock Units | $0.00 | 2013-04-29 | 4,369 | 4,369 | Direct | |
Class A Common Stock | Restricted Stock Units | $0.00 | 2015-01-01 | 8,676 | 8,676 | Direct | |
Class A Common Stock | Restricted Stock Units | $0.00 | 2016-01-01 | 6,930 | 6,930 | Direct | |
Class A Common Stock | Restricted Stock Units | $0.00 | 2017-01-01 | 7,093 | 7,093 | Direct | |
Class A Common Stock | Restricted Stock Units | $0.00 | 2015-01-01 | 2,892 | 2,892 | Direct | |
Class A Common Stock | Restricted Stock Units | $0.00 | 2016-01-01 | 2,310 | 2,310 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-01-25 | 5,350 | 5,350 | Direct |
4,369 | 4,369 | Direct | |
8,676 | 8,676 | Direct | |
6,930 | 6,930 | Direct | |
7,093 | 7,093 | Direct | |
2,892 | 2,892 | Direct | |
2,310 | 2,310 | Direct |
Footnotes
- Each restricted stock unit represents the contingent right to receive one share of Class A Common Stock upon vesting of the unit.
- The restricted stock units vest as follows: 100% on 1/1/2015 subject to the recipient's continued employment through the applicable vesting date.
- No expiration date.
- The restricted stock units vest as follows: (i) up to 50% on 1/1/2015, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2016 and in each case subject to the recipient's continued employment through the applicable vesting date.
- The restricted stock units vest as follows: (i) up to 50% on 1/1/2016, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2016 and in each case subject to the recipient's continued employment through the applicable vesting date.
- The restricted stock units vest as follows: (i) up to 50% on 1/1/2017, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2017 and in each case subject to the recipient's continued employment through the applicable vesting date.