Filing Details

Accession Number:
0001604682-14-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-02 10:58:23
Reporting Period:
2014-09-02
Filing Date:
2014-09-02
Accepted Time:
2014-09-02 10:58:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
920427 Unity Bancorp Inc UNTY State Commercial Banks (6022) 223282551
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1299077 E Peter Maricondo C/O Unity Bank
64 Old Highway 22
Clinton NJ 08809
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-02 2,200 $8.30 13,381 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $0.00 16,980 16,980 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
16,980 16,980 Direct
Footnotes
  1. Total vested stock options: 2,024 at $9.83 expire 11/18/14; 2,756 at $12.62 expire 1/25/17; 4,200 at $7.10 expire 12/20/17; 8,000 at $3.80 expire 12/18/18.
  2. 122 shares held in brokerage account; 11,059 restricted shares; 2,200 shares purchased through Rights Offering for a total of 13,381 shares.