Filing Details
- Accession Number:
- 0001604682-14-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-02 10:58:23
- Reporting Period:
- 2014-09-02
- Filing Date:
- 2014-09-02
- Accepted Time:
- 2014-09-02 10:58:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
920427 | Unity Bancorp Inc | UNTY | State Commercial Banks (6022) | 223282551 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1299077 | E Peter Maricondo | C/O Unity Bank 64 Old Highway 22 Clinton NJ 08809 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-02 | 2,200 | $8.30 | 13,381 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $0.00 | 16,980 | 16,980 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
16,980 | 16,980 | Direct |
Footnotes
- Total vested stock options: 2,024 at $9.83 expire 11/18/14; 2,756 at $12.62 expire 1/25/17; 4,200 at $7.10 expire 12/20/17; 8,000 at $3.80 expire 12/18/18.
- 122 shares held in brokerage account; 11,059 restricted shares; 2,200 shares purchased through Rights Offering for a total of 13,381 shares.