Filing Details
- Accession Number:
- 0000789132-14-000144
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-29 19:21:12
- Reporting Period:
- 2014-08-29
- Filing Date:
- 2014-08-29
- Accepted Time:
- 2014-08-29 19:21:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
789132 | Spectranetics Corp | SPNC | Electromedical & Electrotherapeutic Apparatus (3845) | 840997049 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1533510 | Donna Ford-Serbu | 9965 Federal Drive Colorado Springs CO 80921 | Sr. Vp Sales And Mktg, Lm | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Spnc Common Stock | Acquisiton | 2014-08-29 | 3,000 | $7.84 | 3,513 | No | 4 | M | Direct | |
Spnc Common Stock | Disposition | 2014-08-29 | 3,000 | $28.26 | 513 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Spnc Common Stock | SPNC Stock Options | Disposition | 2014-08-29 | 3,000 | $0.00 | 3,000 | $7.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
47,000 | 2021-10-31 | No | 4 | M | Direct |
Footnotes
- Grant Date: 10/31/2011 Options are on a 4 year 100% vesting schedule; 25% vest on 10/31/2012; 6.25% vests each calendar quarter thereafter. 100% fully vested on 10/31/2015. Options expire at the end of 10 years, or on 10/31/2021.