Filing Details
- Accession Number:
- 0001179110-14-013435
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-29 18:02:41
- Reporting Period:
- 2014-08-27
- Filing Date:
- 2014-08-29
- Accepted Time:
- 2014-08-29 18:02:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1061027 | Sunesis Pharmaceuticals Inc | SNSS | Pharmaceutical Preparations (2834) | 943295878 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1323113 | Jr N Daniel Swisher | C/O Sunesis Pharmaceuticals, Inc. 395 Oyster Point Blvd., Ste. 400 South San Francisco CA 94080 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-27 | 5,000 | $2.09 | 159,073 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-27 | 5,000 | $8.00 | 154,073 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2014-08-27 | 5,000 | $0.00 | 5,000 | $2.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 710,611 | 2021-06-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 129,136 | Indirect | See footnote |
Footnotes
- The number of shares includes 1,667 shares that the reporting person acquired from an ESPP purchase on May 30, 2014.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2013.
- The shares are held by the Swisher Revocable Trust for which reporting person is the Trustee.
- One forty-eighth (1/48th) of the shares vest monthly from 6/30/11.
Billionaire Hedge Funds
