Filing Details
- Accession Number:
- 0001127602-14-026816
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-29 17:42:08
- Reporting Period:
- 2014-08-28
- Filing Date:
- 2014-08-29
- Accepted Time:
- 2014-08-29 17:42:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1570585 | Liberty Global Plc | LBTY | Cable & Other Pay Television Services (4841) | 981089808 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1058725 | T Michael Fries | 38 Hans Crescent London X0 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class C Ordinary Shares | Disposition | 2014-06-06 | 100,000 | $42.80 | 945,009 | No | 5 | G | Direct | |
Class A Ordinary Shares | Acquisiton | 2014-08-28 | 73,809 | $9.87 | 418,562 | No | 4 | M | Direct | |
Class C Ordinary Shares | Acquisiton | 2014-08-28 | 147,617 | $9.30 | 1,092,626 | No | 4 | M | Direct | |
Class C Ordinary Shares | Acquisiton | 2014-08-28 | 73,808 | $9.77 | 1,166,434 | No | 4 | M | Direct | |
Class A Ordinary Shares | Disposition | 2014-08-28 | 73,809 | $44.10 | 344,753 | No | 4 | S | Direct | |
Class C Ordinary Shares | Disposition | 2014-08-28 | 221,425 | $42.59 | 945,009 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Stock Option A (right to buy) | Disposition | 2014-08-28 | 73,809 | $0.00 | 73,809 | $9.87 |
Class C Ordinary Shares | Stock Option C (right to buy) | Disposition | 2014-08-28 | 147,617 | $0.00 | 147,617 | $9.30 |
Class C Ordinary Shares | Stock Option C (right to buy) | Disposition | 2014-08-28 | 73,808 | $0.00 | 73,808 | $9.77 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-11-24 | No | 4 | M | Direct | |
0 | 2014-11-24 | No | 4 | M | Direct | |
0 | 2014-11-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class C Ordinary Shares | 13,063 | Indirect | By 401(k) Plan |
Class A Ordinary Shares | 1,977 | Indirect | By 401(k) Plan |
Footnotes
- On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class A option previously reported as an option for 147,617 shares at an exercise price of $19.64 per share was adjusted to reflect the dividend.
- Since the date of the reporting person's last ownership report, he transferred to his ex-spouse pursuant to a domestic relations order the following securities of the Issuer: (1) 288,106 Class A ordinary shares and 873,456 Class C ordinary shares; (2) 50% of his options to purchase Class A ordinary shares and Class C ordinary shares; (3) 50% of his restricted share units for Class A ordinary shares and Class C ordinary shares; and (4) 50% of his stock appreciation rights based Class A ordinary shares and Class C ordinary shares.
- On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class C option previously reported as an option for 147,617 shares at an exercise price of $18.60 per share was adjusted to reflect the dividend.
- On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class A option was adjusted for the dividend by allocating the exercise price of the original Class A option between an option based on Class A ordinary shares and an option based on Class C ordinary shares.
- The price reflects a weighted average of sales made at prices ranging from $44.015 to $44.315. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The price reflects a weighted average of sales made at prices ranging from $42.465 to $42.885. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The option is immediately exercisable.