Filing Details
- Accession Number:
- 0001225208-14-019272
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-29 17:28:51
- Reporting Period:
- 2014-08-29
- Filing Date:
- 2014-08-29
- Accepted Time:
- 2014-08-29 17:28:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1489393 | Lyondellbasell Industries N.v. | LYB | Industrial Organic Chemicals (2860) | 980646235 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1553589 | D Michael Vandersnick | 4Th Floor One Vine Street London X0 W1J 0AH | Svp, Manufacturing Eai | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Acquisiton | 2014-08-29 | 2,384 | $49.06 | 20,071 | No | 4 | M | Direct | |
Class A Ordinary Shares | Acquisiton | 2014-08-29 | 2,312 | $60.51 | 22,383 | No | 4 | M | Direct | |
Class A Ordinary Shares | Disposition | 2014-08-29 | 2,312 | $114.00 | 20,071 | No | 4 | S | Direct | |
Class A Ordinary Shares | Disposition | 2014-08-29 | 2,384 | $114.00 | 17,687 | No | 4 | S | Direct | |
Class A Ordinary Shares | Disposition | 2014-08-29 | 2,574 | $114.00 | 15,113 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Opt - Stock Option | Disposition | 2014-08-29 | 2,312 | $114.00 | 2,312 | $60.51 |
Class A Ordinary Shares | Opt - Stock Option | Disposition | 2014-08-29 | 2,384 | $0.00 | 2,384 | $49.06 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,620 | 2023-02-12 | No | 4 | M | Direct | |
1,192 | 2022-08-21 | No | 4 | M | Direct |
Footnotes
- Includes 15,113 restricted stock units granted pursuant to the issuer's long-term incentive plan: 12,322 granted on April 30, 2010 that vest on April 30, 2015, 60 granted on February 11, 2012 that vest on August 21, 2015, 652 granted on August 21, 2012 that vest on August 21, 2017, 1,267 granted on February 12, 2013 that vest on February 12, 2018 and 812 granted on February 20, 2014 that vest on February 20, 2017.
- This transaction was executed in multiple trades at prices ranging from $114.00 to $114.02. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option was originally granted on August 21, 2012 and vests in three equal installments on the 1st, 2nd and 3rd anniversary of the date of grant.
- The option was originally granted on February 12, 2013 and vests in three equal installments on the 1st, 2nd and 3rd anniversary of the date of grant.