Filing Details

Accession Number:
0001225208-14-019272
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-29 17:28:51
Reporting Period:
2014-08-29
Filing Date:
2014-08-29
Accepted Time:
2014-08-29 17:28:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1489393 Lyondellbasell Industries N.v. LYB Industrial Organic Chemicals (2860) 980646235
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1553589 D Michael Vandersnick 4Th Floor
One Vine Street
London X0 W1J 0AH
Svp, Manufacturing Eai No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Ordinary Shares Acquisiton 2014-08-29 2,384 $49.06 20,071 No 4 M Direct
Class A Ordinary Shares Acquisiton 2014-08-29 2,312 $60.51 22,383 No 4 M Direct
Class A Ordinary Shares Disposition 2014-08-29 2,312 $114.00 20,071 No 4 S Direct
Class A Ordinary Shares Disposition 2014-08-29 2,384 $114.00 17,687 No 4 S Direct
Class A Ordinary Shares Disposition 2014-08-29 2,574 $114.00 15,113 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Ordinary Shares Opt - Stock Option Disposition 2014-08-29 2,312 $114.00 2,312 $60.51
Class A Ordinary Shares Opt - Stock Option Disposition 2014-08-29 2,384 $0.00 2,384 $49.06
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,620 2023-02-12 No 4 M Direct
1,192 2022-08-21 No 4 M Direct
Footnotes
  1. Includes 15,113 restricted stock units granted pursuant to the issuer's long-term incentive plan: 12,322 granted on April 30, 2010 that vest on April 30, 2015, 60 granted on February 11, 2012 that vest on August 21, 2015, 652 granted on August 21, 2012 that vest on August 21, 2017, 1,267 granted on February 12, 2013 that vest on February 12, 2018 and 812 granted on February 20, 2014 that vest on February 20, 2017.
  2. This transaction was executed in multiple trades at prices ranging from $114.00 to $114.02. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. The option was originally granted on August 21, 2012 and vests in three equal installments on the 1st, 2nd and 3rd anniversary of the date of grant.
  4. The option was originally granted on February 12, 2013 and vests in three equal installments on the 1st, 2nd and 3rd anniversary of the date of grant.