Filing Details
- Accession Number:
- 0001209191-14-055060
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-29 16:45:23
- Reporting Period:
- 2014-08-29
- Filing Date:
- 2014-08-29
- Accepted Time:
- 2014-08-29 16:45:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 926282 | Adtran Inc | ADTN | Telephone & Telegraph Apparatus (3661) | 630918200 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1610129 | P. Kevin Heering | Adtran, Inc. 901 Explorer Blvd. Huntsville AL 35806 | Sr Vp Quality & Administration | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-29 | 4,326 | $22.17 | 4,476 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-29 | 4,326 | $23.10 | 150 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-08-29 | 1,324 | $22.17 | 1,474 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-29 | 1,324 | $23.11 | 150 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2014-08-29 | 4,326 | $0.00 | 4,326 | $22.17 |
| Common Stock | Non-Qualified (Right to Buy) | Disposition | 2014-08-29 | 1,324 | $0.00 | 1,324 | $22.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-10-18 | 2014-10-18 | No | 4 | M | Direct |
| 0 | 2005-10-18 | 2014-10-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,000 | Indirect | by mother |
Footnotes
- The shares were sold in multiple transactions at prices ranging from $23.096 to $23.11. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Securities and Exchange Commission, the Issuer, or a security holder of the issuer.
- The shares were sold in multiple transactions at prices ranging from $23.11 to $23.12. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Securities and Exchange Commission, the Issuer, or a security holder of the issuer.
- Reporting person has investment power over these securities. Reporting person disclaims beneficial ownership.
- The option vests in four equal and annual installments beginning on the first anniversary date of the grant shown in column 6.
Billionaire Hedge Funds
