Filing Details
- Accession Number:
- 0001596771-14-000072
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-29 16:38:46
- Reporting Period:
- 2014-08-27
- Filing Date:
- 2014-08-29
- Accepted Time:
- 2014-08-29 16:38:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1506492 | Sunshine Heart Inc. | SSH | Electromedical & Electrotherapeutic Apparatus (3845) | 680533453 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1540224 | S William Peters | 12988 Valley View Road Eden Prairie MN 55344 | Cto & Medical Director | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-08-27 | 5,000 | $5.50 | 16,384 | No | 4 | S | Indirect | By Peters Apollo Trust |
| Common Stock | Disposition | 2014-08-28 | 5,000 | $5.47 | 11,384 | No | 4 | S | Indirect | By Peters Apollo Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Peters Apollo Trust |
| No | 4 | S | Indirect | By Peters Apollo Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 37,038 | Direct | |
| Common Stock | 7,250 | Indirect | By Peters JAM Trust |
| Common Stock | 35 | Indirect | By Daughter |
| Common Stock | 53 | Indirect | By Son - I |
| Common Stock | 35 | Indirect | By Son - II |
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