Filing Details
- Accession Number:
- 0001209191-14-055043
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-29 16:17:17
- Reporting Period:
- 2014-08-27
- Filing Date:
- 2014-08-29
- Accepted Time:
- 2014-08-29 16:17:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
931015 | Polaris Industries Inc | PII | Miscellaneous Transportation Equipment (3790) | 411790959 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1307660 | J Bennett Morgan | 2100 Highway 55 Medina MN 55340 | President & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-08-27 | 2,009 | $21.79 | 108,761 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-08-27 | 2,009 | $147.06 | 106,752 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-08-28 | 3,633 | $21.79 | 110,385 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-08-28 | 2,497 | $146.50 | 107,888 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-08-28 | 1,136 | $146.00 | 106,752 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-08-27 | 832 | $0.00 | 16,650 | No | 5 | G | Indirect | By Sharon Morgan Living Trust |
Common Stock | Acquisiton | 2014-08-27 | 190 | $0.00 | 490 | No | 5 | G | Indirect | By Son |
Common Stock | Disposition | 2014-08-27 | 190 | $146.19 | 300 | No | 4 | S | Indirect | By Son |
Common Stock | Acquisiton | 2014-08-27 | 190 | $0.00 | 190 | No | 5 | G | Indirect | By Daughter |
Common Stock | Disposition | 2014-08-27 | 190 | $146.19 | 0 | No | 4 | S | Indirect | By Daughter |
Common Stock | Acquisiton | 2014-08-27 | 190 | $0.00 | 190 | No | 5 | G | Indirect | By Son II |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 5 | G | Indirect | By Sharon Morgan Living Trust |
No | 5 | G | Indirect | By Son |
No | 4 | S | Indirect | By Son |
No | 5 | G | Indirect | By Daughter |
No | 4 | S | Indirect | By Daughter |
No | 5 | G | Indirect | By Son II |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-08-27 | 2,009 | $0.00 | 2,009 | $21.79 |
Common | Employee Stock Option (Right to Buy) | Disposition | 2014-08-28 | 3,633 | $0.00 | 3,633 | $21.79 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
97,991 | 2011-01-31 | 2018-01-31 | No | 4 | M | Direct |
94,358 | 2011-01-31 | 2018-01-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 22,664 | Indirect | By Morgan Lifetime Trust |
Common Stock | 6,051 | Indirect | By ESOP |
Footnotes
- Reflects the weighted average price of 2,009 shares of Common Stock sold by the reporting person in multiple transactions on August 27, 2014 with sale prices ranging from $147.00 to $147.11 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose.
- The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.
- Estimate of the number of shares held in the reporting person's ESOP fund as of August 27, 2014. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Polaris stock.