Filing Details
- Accession Number:
- 0000905718-14-000586
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-29 16:16:11
- Reporting Period:
- 2014-08-28
- Filing Date:
- 2014-08-29
- Accepted Time:
- 2014-08-29 16:16:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
917523 | Revolution Lighting Technologies Inc. | RVLT | Drawing & Insulating Of Nonferrous Wire (3357) | 593046866 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1347872 | James Depalma | C/O Aston Capital Llc 177 Broad Street Stamford CT 06901 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value, $0.001 Per Share | Acquisiton | 2014-08-28 | 25,000 | $2.10 | 275,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value, $0.001 Per Share | 46,953,692 | Indirect | By limited liability company |
Footnotes
- As of August 28, 2014, RVL 1 LLC ("RVL") held directly 46,153,692 shares of shares of common stock (the "Common Stock"). As of August 28, 2014, Aston Capital, LLC ("Aston") held directly 800,000 shares of restricted stock. Aston is the managing member of RVL. James A. DePalma is an officer of RVL and a member and officer of Aston and possesses the power to vote and to direct the disposition of the securities of the Company beneficially owned by RVL and Aston. Mr. DePalma's interest in the securities reported herein is limited to the extent of his pecuniary interest.