Filing Details
- Accession Number:
- 0001181431-14-030520
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-29 15:54:12
- Reporting Period:
- 2014-08-27
- Filing Date:
- 2014-08-29
- Accepted Time:
- 2014-08-29 15:54:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
352998 | Igi Laboratories Inc | IG | Biological Products, (No Disgnostic Substances) (2836) | 010355758 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
904778 | A Don Sanders | 600 Travis, Suite 5800 Houston TX 77002 | No | No | No | Yes | |
1184312 | C James Gale | 152 West 57Th Street, 19Th Floor New York NY 10022 | Yes | No | No | No | |
1214494 | T Benjamin Morris | 600 Travis, Suite 5800 Houston TX 77002 | No | No | No | Yes | |
1269415 | Life Sciences Opportunities Fund Ii Lp | Carnegie Hall Tower 152 West 57Th Street, 19Th Floor New York NY 10019 | No | No | Yes | No | |
1269417 | Life Sciences Opportunities Fund Instittutional Ii Lp | Carnegie Hall Towers 152 West 57Th Street, 19Th Floor New York NY 10019 | No | No | Yes | No | |
1280952 | Lof Partners Llc | 126 East 56Th Street, 24Th Floor New York NY 10022 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-08-27 | 455,257 | $6.20 | 2,102,053 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-08-27 | 2,544,743 | $6.20 | 11,749,808 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- These securities are owned directly by Life Sciences Opportunities Fund II, L.P. and indirectly by Signet Healthcare Partners, LLC ("General Partner"), the general partner of Life Sciences Opportunities Fund II, L.P., James C. Gale, the chief investment officer, a manager, and a member of the General Partner, SMW Investments I, LLC ("SMW"), the controlling member of the General Partner, and Don A. Sanders, Ben T. Morris, and Donald V. Weir, the managing members of SMW. The General Partner, Mr. Gale, SMW, Mr. Sanders, Mr. Morris, and Mr. Weir disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, if any.
- These securities are owned directly by Life Sciences Opportunities Fund (Institutional) II, L.P. and indirectly by the General Partner, Mr. Gale, the chief investment officer, a manager, and a member of the General Partner, SMW, the controlling member of the General Partner, and Mr. Sanders, Mr. Morris, and Mr. Weir, the managing members of SMW. The General Partner, Mr. Gale, SMW, Mr. Sanders, Mr. Morris, and Mr. Weir disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, if any.