Filing Details
- Accession Number:
- 0001002225-14-000064
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-28 19:25:24
- Reporting Period:
- 2014-08-27
- Filing Date:
- 2014-08-28
- Accepted Time:
- 2014-08-28 19:25:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1246210 | M Robert Tarkoff | 600 Townsend Street San Francisco CA 94103 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-27 | 2,940 | $15.89 | 7,974 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-27 | 1,470 | $31.80 | 6,504 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2014-08-27 | 8,560 | $21.06 | 15,064 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-27 | 5,669 | $31.80 | 9,395 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2014-08-27 | 4,361 | $32.00 | 5,034 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2014-08-27 | 2,940 | $0.00 | 2,940 | $15.89 |
| Common Stock | Stock Appreciation Rights | Disposition | 2014-08-27 | 8,560 | $0.00 | 8,560 | $21.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,350 | 2013-09-25 | 2022-09-25 | No | 4 | M | Direct |
| 1,254 | 2014-05-09 | 2023-05-09 | No | 4 | M | Direct |
Footnotes
- Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
Billionaire Hedge Funds
