Filing Details
- Accession Number:
- 0000711377-14-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-28 18:59:18
- Reporting Period:
- 2014-08-26
- Filing Date:
- 2014-08-28
- Accepted Time:
- 2014-08-28 18:59:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 711377 | Neogen Corp | NEOG | In Vitro & In Vivo Diagnostic Substances (2835) | 382367843 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1168789 | L James Herbert | Neogen Corp 620 Lesher Place Lansing MI 48912 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-26 | 1,800 | $13.04 | 899,582 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-26 | 1,800 | $43.01 | 897,782 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-08-27 | 6,515 | $13.04 | 904,297 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-27 | 6,515 | $41.87 | 897,782 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-08-28 | 6,514 | $13.04 | 904,296 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-28 | 6,514 | $41.82 | 897,782 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock (Right to Buy) | Disposition | 2014-08-26 | 1,800 | $0.00 | 1,800 | $13.04 |
| Common Stock | Common Stock (Right to Buy) | Disposition | 2014-08-27 | 6,515 | $0.00 | 6,515 | $13.04 |
| Common Stock | Common Stock (Right to Buy) | Disposition | 2014-08-28 | 6,514 | $0.00 | 6,514 | $13.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 338,781 | 2014-08-29 | No | 4 | M | Direct | |
| 332,266 | 2014-08-29 | No | 4 | M | Direct | |
| 325,752 | 2014-08-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 378,480 | Indirect | See Footnote |
Footnotes
- Options were granted 8/24/2009, vest in five equal annual installments on the anniversary date of the grant, and have five year lives
- 180,000 shares are held in a limited partnership, of which Mr. Herbert is the sole owner, and 198,480 shares are held in trust for Mr. Herbert's spouse
Billionaire Hedge Funds
