Filing Details
- Accession Number:
- 0001181431-14-030465
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-28 17:47:33
- Reporting Period:
- 2014-08-26
- Filing Date:
- 2014-08-28
- Accepted Time:
- 2014-08-28 17:47:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1138639 | Infinera Corp | INFN | Telephone & Telegraph Apparatus (3661) | 770560433 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1202482 | J Paul Milbury | C/O Infinera Corporation 140 Caspian Court Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-08-26 | 25,000 | $6.84 | 43,067 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-08-26 | 25,000 | $10.41 | 18,067 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2014-08-26 | 25,000 | $0.00 | 60,000 | $6.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
35,000 | 2020-07-15 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | $7.25 | 2021-05-18 | 17,600 | 17,600 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 19,009 | 19,009 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-05-18 | 17,600 | 17,600 | Direct |
19,009 | 19,009 | Direct |
Footnotes
- This price represents the weighted average sale price of the shares sold in multiple transactions at prices ranging from $10.40 to $10.47 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company) or a security holder of the Company, Mr. Milbury will provide full information regarding the number of shares sold at each separate price.
- The option is fully vested.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Company.
- The RSUs fully vest on the earlier of the date of the Company's next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Milbury's continued service to the Company.