Filing Details
- Accession Number:
- 0001225208-14-019227
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-28 17:04:47
- Reporting Period:
- 2014-08-26
- Filing Date:
- 2014-08-28
- Accepted Time:
- 2014-08-28 17:04:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1368458 | Sally Beauty Holdings Inc. | SBH | Retail-Retail Stores, Nec (5990) | 362257936 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1381098 | R John Golliher | C/O Sally Beauty Holdings, Inc. 3001 Colorado Blvd Denton TX 76210 | President-Beauty Systems Group | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-08-26 | 131,250 | $11.39 | 186,977 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-08-26 | 82,500 | $7.42 | 269,477 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-08-26 | 38,750 | $5.24 | 308,227 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-08-26 | 252,500 | $27.60 | 55,727 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-08-26 | 131,250 | $0.00 | 131,250 | $11.39 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-08-26 | 82,500 | $0.00 | 82,500 | $7.42 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-08-26 | 38,750 | $0.00 | 38,750 | $5.24 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
43,750 | 2020-10-19 | No | 4 | M | Direct | |
0 | 2019-10-21 | No | 4 | M | Direct | |
0 | 2018-10-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,088 | Indirect | by 401(k) Profit Sharing |
Footnotes
- Reflects the weighted average sale price. The range of prices for these transactions was $27.54 to $27.71. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- The options vest annually in four equal installments beginning on October 18, 2011.
- The options vest annually in four equal installments beginning on October 20, 2010.
- The options vest in four equal annual installments beginning on October 22, 2009.