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Filing Details

Accession Number:: 0000950142-14-001795
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-08-28 16:30:50
Reporting Period:: 2014-08-26

Filing Date:: 2014-08-28
Accepted Time:: 2014-08-28 16:30:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1284807	Ply Gem Holdings Inc	PGEM	Millwood, Veneer, Plywood, & Structural Wood Members (2430)	200645710

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1168681	J Frederick Iseman	C/O Ci Capital Partners Llc 500 Park Avenue, 8Th Floor New York NY 10022		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-08-26	540	$11.06	540	No	4	P	Direct
Common Stock	Acquisiton	2014-08-27	24,460	$11.33	25,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	9,985,631	Indirect	See footnote
Common Stock	35,709,612	Indirect	See footnote

Footnotes

The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $11.05 to $11.07, inclusive. Mr. Iseman (the "Reporting Person") undertakes to provide to Ply Gem Holdings, Inc., any security holder of Ply Gem Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote (1) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $11.08 to $11.36, inclusive. The Reporting Person undertakes to provide to Ply Gem Holdings, Inc., any security holder of Ply Gem Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote (2) to this Form 4.
Represents shares of common stock of Ply Gem Holdings, Inc. (the "Issuer") beneficially owned as a result of the Agreement and Plan of Merger, dated as of May 22, 2013, by and between Ply Gem Prime Holdings, Inc. and the Issuer. Rajaconda Holdings, Inc. (the "CI General Partner") is the sole general partner of Caxton-Iseman (Ply Gem), L.P. ("CI Partnership I") and Caxton-Iseman (Ply Gem) II, L.P. ("CI Partnership II" and, together with CI Partnership I, the "CI Partnerships"). The CI General Partner is wholly owned by FJI Gloucester LLC, which is wholly owned and controlled by the Reporting Person. The Reporting Person's pecuniary interest in the securities held by the CI Partnerships is limited to his percentage interest in the CI Partnerships' interests in such securities.
By CI Partnership I.
By CI Partnership II.