Filing Details
- Accession Number:
- 0000028823-14-000105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-28 15:10:49
- Reporting Period:
- 2014-08-26
- Filing Date:
- 2014-08-28
- Accepted Time:
- 2014-08-28 15:10:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 28823 | Diebold Inc | DBD | Calculating & Accounting Machines (No Electronic Computers) (3578) | 340183970 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1326214 | M Sheila Rutt | C/O Diebold, Incorporated 5995 Mayfair Road North Canton OH 44720 | Vp, Chief Hr Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-26 | 3,000 | $24.79 | 31,898 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-08-26 | 6,000 | $27.88 | 37,898 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-08-26 | 4,188 | $29.87 | 42,086 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-26 | 13,188 | $38.00 | 28,898 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option | Disposition | 2014-08-26 | 3,000 | $24.79 | 3,000 | $24.79 |
| Common Stock | Non-Qualified Stock Option | Disposition | 2014-08-26 | 6,000 | $27.88 | 6,000 | $27.88 |
| Common Stock | Non-Qualified Stock Option | Disposition | 2014-08-26 | 4,188 | $29.87 | 4,188 | $29.87 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-02-11 | 2019-02-10 | No | 4 | M | Direct |
| 0 | 2011-02-11 | 2020-02-10 | No | 4 | M | Direct |
| 8,505 | 2014-02-06 | 2023-02-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 11,683 | Indirect | Revocable Trust |
| Common Stock | 510 | Indirect | 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option | $55.23 | 2006-02-10 | 2015-02-09 | 6,000 | 6,000 | Direct |
| Common Stock | Non-Qualified Stock Option | $39.43 | 2007-02-20 | 2016-02-19 | 8,000 | 8,000 | Direct |
| Common Stock | Non-Qualified Stock Option | $47.27 | 2008-02-14 | 2017-02-13 | 7,500 | 7,500 | Direct |
| Common Stock | Non-Qualified Stock Option | $32.67 | 2012-02-10 | 2021-02-09 | 12,000 | 12,000 | Direct |
| Common Stock | Non-Qualified Stock Option | $34.89 | 2013-02-08 | 2022-02-07 | 16,500 | 16,500 | Direct |
| Common Stock | Non-Qualified Stock Option | $34.13 | 2015-02-12 | 2024-02-12 | 15,376 | 15,376 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-02-09 | 6,000 | 6,000 | Direct |
| 2016-02-19 | 8,000 | 8,000 | Direct |
| 2017-02-13 | 7,500 | 7,500 | Direct |
| 2021-02-09 | 12,000 | 12,000 | Direct |
| 2022-02-07 | 16,500 | 16,500 | Direct |
| 2024-02-12 | 15,376 | 15,376 | Direct |
Footnotes
- Number of shares held by filer in a revocable trust over which filer has control.
- Number of 401(k) shares owned as of most current statement; fractional shares omitted.
- Number includes restricted stock units.
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