Filing Details
- Accession Number:
- 0001225208-14-019187
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-28 09:31:03
- Reporting Period:
- 2014-08-26
- Filing Date:
- 2014-08-28
- Accepted Time:
- 2014-08-28 08:31:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 350797 | Eaton Vance Corp | EV | Investment Advice (6282) | 042718215 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1287807 | Jr H Winthrop Smith | Two International Place Eaton Vance Boston MA 02110 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2014-08-26 | 12,295 | $24.78 | 18,295 | No | 4 | M | Direct | |
| Eaton Vance Corp. Non-Voting Common Stock | Disposition | 2014-08-26 | 12,295 | $39.13 | 6,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | Disposition | 2014-08-26 | 12,295 | $0.00 | 12,295 | $24.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-12-17 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $26.92 | 2015-12-16 | 8,402 | 8,402 | Direct | |
| Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $29.39 | 2006-11-01 | 2016-11-01 | 8,197 | 8,197 | Direct |
| Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $47.23 | 2007-11-01 | 2017-11-01 | 6,865 | 6,865 | Direct |
| Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $28.69 | 2010-11-01 | 2020-11-01 | 4,902 | 4,902 | Direct |
| Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $24.46 | 2011-11-01 | 2021-11-01 | 6,420 | 6,420 | Direct |
| Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $28.23 | 2012-11-01 | 2022-11-01 | 5,680 | 5,680 | Direct |
| Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $41.90 | 2013-11-01 | 2023-11-01 | 4,045 | 4,045 | Direct |
| Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $27.50 | 2009-11-02 | 2019-11-02 | 4,883 | 4,883 | Direct |
| Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $21.46 | 2008-11-03 | 2018-11-03 | 5,943 | 5,943 | Direct |
| Eaton Vance Corp. Non-Voting Common Stock | Phantom Stock | $0.00 | 2014-11-01 | 2014-11-01 | 1,856 | 1,856 | Direct |
| Eaton Vance Corp. Non-Voting Common Stock | Phantom Stock | $0.00 | 2015-11-01 | 2015-11-01 | 1,215 | 1,215 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-12-16 | 8,402 | 8,402 | Direct |
| 2016-11-01 | 8,197 | 8,197 | Direct |
| 2017-11-01 | 6,865 | 6,865 | Direct |
| 2020-11-01 | 4,902 | 4,902 | Direct |
| 2021-11-01 | 6,420 | 6,420 | Direct |
| 2022-11-01 | 5,680 | 5,680 | Direct |
| 2023-11-01 | 4,045 | 4,045 | Direct |
| 2019-11-02 | 4,883 | 4,883 | Direct |
| 2018-11-03 | 5,943 | 5,943 | Direct |
| 2014-11-01 | 1,856 | 1,856 | Direct |
| 2015-11-01 | 1,215 | 1,215 | Direct |
Footnotes
- These options vest over a 4 year period at 25% per year.
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