Filing Details

Accession Number:
0001127602-14-026654
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-27 18:35:08
Reporting Period:
2014-08-25
Filing Date:
2014-08-27
Accepted Time:
2014-08-27 18:35:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288776 Google Inc. GOOG Services-Computer Programming, Data Processing, Etc. (7370) 770493581
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1242463 E Eric Schmidt C/O Google Inc.
1600 Amphitheatre Parkway
Mountain View CA 94043
Executive Chairman Of Board Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-08-25 7,000 $0.00 7,000 No 4 C Indirect By The Schmidt Family Living Trust
Class C Capital Stock Disposition 2014-08-25 1,308 $579.85 2,494,992 No 4 S Indirect By The Schmidt Family Living Trust
Class C Capital Stock Disposition 2014-08-25 2,684 $580.28 2,492,308 No 4 S Indirect By The Schmidt Family Living Trust
Class C Capital Stock Disposition 2014-08-25 877 $581.45 2,491,431 No 4 S Indirect By The Schmidt Family Living Trust
Class C Capital Stock Disposition 2014-08-25 333 $582.39 2,491,098 No 4 S Indirect By The Schmidt Family Living Trust
Class C Capital Stock Disposition 2014-08-25 1,406 $583.57 2,489,692 No 4 S Indirect By The Schmidt Family Living Trust
Class C Capital Stock Disposition 2014-08-25 392 $584.56 2,489,300 No 4 S Indirect By The Schmidt Family Living Trust
Class A Common Stock Disposition 2014-08-25 242 $589.81 6,758 No 4 S Indirect By The Schmidt Family Living Trust
Class A Common Stock Disposition 2014-08-25 3,229 $590.58 3,529 No 4 S Indirect By The Schmidt Family Living Trust
Class A Common Stock Disposition 2014-08-25 1,576 $591.29 1,953 No 4 S Indirect By The Schmidt Family Living Trust
Class A Common Stock Disposition 2014-08-25 470 $592.66 1,483 No 4 S Indirect By The Schmidt Family Living Trust
Class A Common Stock Disposition 2014-08-25 1,105 $593.41 378 No 4 S Indirect By The Schmidt Family Living Trust
Class A Common Stock Disposition 2014-08-25 378 $594.64 0 No 4 S Indirect By The Schmidt Family Living Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By The Schmidt Family Living Trust
No 4 S Indirect By The Schmidt Family Living Trust
No 4 S Indirect By The Schmidt Family Living Trust
No 4 S Indirect By The Schmidt Family Living Trust
No 4 S Indirect By The Schmidt Family Living Trust
No 4 S Indirect By The Schmidt Family Living Trust
No 4 S Indirect By The Schmidt Family Living Trust
No 4 S Indirect By The Schmidt Family Living Trust
No 4 S Indirect By The Schmidt Family Living Trust
No 4 S Indirect By The Schmidt Family Living Trust
No 4 S Indirect By The Schmidt Family Living Trust
No 4 S Indirect By The Schmidt Family Living Trust
No 4 S Indirect By The Schmidt Family Living Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2014-08-25 7,000 $0.00 7,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,489,300 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class C Google Stock Unit 11,365 Direct
Class C Google Stock Unit 87,862 Direct
Class C Google Stock Unit 597 Direct
Class C Google Stock Unit 1,034 Direct
Class A Google Stock Unit 11,365 Direct
Class A Google Stock Unit 87,862 Direct
Class A Google Stock Unit 1,034 Direct
Class A Google Stock Unit 597 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class C Capital Stock Option to Purchase Class C Capital Stock $305.39 2021-02-02 181,840 181,840 Direct
Class A Common Stock Option To Purchase Class A Common Stock $306.61 2021-02-02 181,840 181,840 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-02-02 181,840 181,840 Direct
2021-02-02 181,840 181,840 Direct
Footnotes
  1. Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $579.34 to $580.00, inclusive. he reporting person undertakes to provide to any security holder of Google Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (13) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $580.01 to $581.00, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $581.01 to $582.00, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $582.01 to $583.00, inclusive.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $583.01 to $584.00, inclusive.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $584.01 to $585.00, inclusive.
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $589.01 to $590.00, inclusive.
  9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $590.01 to $591.00, inclusive.
  10. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $591.01 to $592.00, inclusive.
  11. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $592.01 to $593.00, inclusive.
  12. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $593.01 to $594.00, inclusive.
  13. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $594.01 to $595.00, inclusive.
  14. On January 29, 2014, Google Inc. declared a stock dividend, as a result of which all holders of record of Class A Common Stock on March 27, 2014 received on April 2, 2014 one share of Class C Capital Stock for each share of Class A Common Stock outstanding (the "Stock Dividend"). These GSUs were previously reported as GSUs entitling the Reporting Person to receive one share of Google Inc.'s Class A Common Stock for each share underlying the GSU as the GSU vests. As a result of the Stock Dividend, these GSUs were adjusted and each share underlying the GSU now corresponds to one share of Class A Common Stock and one share of Class C Capital Stock.
  15. The Class C Google Stock Units ("Class C GSUs") entitle the Reporting Person to receive one share of Google Inc.'s Class C Capital Stock for each share underlying the Class C GSU as the Class C GSU vests. This grant vest as follows: 1/4th of the grant vests 12 months after vesting commencement date and 1/16th each quarter thereafter until the units are fully vested, subject to continued employment with Google on the applicable vesting dates.
  16. This grant vests as follow: 1/16th of the grant will vest on May 25, 2015, and an additional 1/16th will vest quarterly on the 25th day of the month until GSUs are fully vested, subject to continued employment on such vesting dates.
  17. This grant vests as follows: 31/48 of the 4,773 shares vest on September 25, 2013 and 1/48th of the remaining shares will vest on October 2, 2013 and each month thereafter until the entire grant is fully vested, subject to continued employment with Google on the applicable vesting dates.
  18. This grant vests as follows: 5/8 of the 8,266 shares vest on September 25, 2013 and 1/16th of the remaining grant will vest on November 2, 2013 and each quarter thereafter, subject to continued employment on the applicable vesting dates.
  19. The GSUs vest as follows: 1/4th of the GSUs shall vest 12 months after vesting commencement date and 1/16th each quarter thereafter until the units are fully vested, subject to continued employment with Google on the applicable vesting dates.
  20. The GSUs vest as follow: 1/16th of the GSUs will vest on May 25, 2015, and an additional 1/16th will vest quarterly on the 25th day of the month until GSUs are fully vested, subject to continued employment on such vesting dates.
  21. The GSUs vest as follows: 5/8 of the 8,266 shares vest on September 25, 2013 and 1/16th of the remaining GSUs will vest on November 2, 2013 and each quarter thereafter, subject to continued employment on the applicable vesting dates.
  22. The Google Stock Units ("GSUs") entitle the Reporting Person to receive one share of Google Inc.'s Class A Common Stock for each share underlying the GSU as the GSU vests. The GSUs vest as follows: 31/48 of the 4,773 shares vest on September 25, 2013 and 1/48th of the remaining GSUs will vest on October 2, 2013 and each month thereafter until the GSUs are fully vested, subject to continued employment with Google on the applicable vesting dates.
  23. All shares are exercisable as of the transaction date.
  24. There is no expiration date for the Issuer's Class B Common Stock.
  25. On January 29, 2014, Google Inc. declared a stock dividend, as a result of which all holders of record of Class A Common Stock on March 27, 2014 received on April 2, 2014 one share of Class C Capital Stock for each share of Class A Common Stock outstanding (the "Stock Dividend"). This option was previously reported as an option for 181,840 shares of Class A Common Stock at an exercise price of $612.00 per share, but was adjusted to reflect the Stock Dividend. As a result of adjustment, the option now entitles the Reporting Person to exercise a portion of the option for 181,840 shares of Class C Capital Stock, and the exercise price has been adjusted so that the portion of the option covering Class A Common Stock now has an exercise price of $306.612 and the portion of the option covering Class C Capital Stock has an exercise price of $305.388 per share.
  26. The option provided for vesting as follows: 25% of the option shall vest 12 months after vesting commencement date and 1/48th of shares shall vest each month thereafter until the option is fully vested, subject to continued employment with Google on the applicable vesting dates.