Filing Details
- Accession Number:
- 0000099780-14-000115
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-27 17:48:44
- Reporting Period:
- 2014-08-27
- Filing Date:
- 2014-08-27
- Accepted Time:
- 2014-08-27 17:48:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 99780 | Trinity Industries Inc | NYSE/TRN | Railroad Equipment (3743) | 750225040 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1222590 | W David Biegler | 2525 N. Stemmons Freeway Dallas TX 75207 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-27 | 7,500 | $8.97 | 12,300 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-27 | 7,500 | $48.80 | 4,800 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | Disposition | 2014-08-27 | 7,500 | $0.00 | 7,500 | $8.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-05-09 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 69,276 | 69,276 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 69,276 | 69,276 | Direct |
Footnotes
- On June 5, 2014, the common stock of Trinity Industries, Inc. split 2-for-1, resulting in the reporting person's ownership of 2,400 additional shares of common stock.
- Restricted Stock Units granted pursuant to Trinity Industries, Inc. Stock Option & Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination.
- On June 5, 2014, the common stock of Trinity Industries, Inc. split 2-for-1, resulting in the reporting person's ownership of 34,638 additional stock units.
- This option was previously reported as covering 3,750 shares at an exercise price of $17.94 per share, but was adjusted to reflect the stock split that occurred on June 5, 2014.
- Option Term is Ten Years. Options vest on the grant date.
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