Filing Details
- Accession Number:
- 0000927089-14-000338
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-27 17:39:46
- Reporting Period:
- 2014-08-26
- Filing Date:
- 2014-08-27
- Accepted Time:
- 2014-08-27 17:39:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1094810 | Mutualfirst Financial Inc | MFSF | State Commercial Banks (6022) | 371392810 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1220164 | David James Rosema | Mutualfirst Financial, Inc. 110 East Charles Street Muncie IN 47305-2400 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-26 | 4,100 | $14.50 | 51,600 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-26 | 700 | $20.19 | 50,900 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-26 | 3,300 | $20.10 | 47,600 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-26 | 100 | $20.60 | 47,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Purchase) | Acquisiton | 2014-08-26 | 4,100 | $0.00 | 4,100 | $14.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,900 | 2016-01-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,500 | Indirect | Held by Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Purchase) | $11.37 | 2027-12-19 | 5,000 | 5,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2027-12-19 | 5,000 | 5,000 | Direct |
Footnotes
- These options vested in five equal annual installments beginning January 12, 2001, the date of grant.
- These options were issued under the Issuer's 2008 Stock Option and Incentive Plan and were immediately exercisable.
Billionaire Hedge Funds
