Filing Details
- Accession Number:
- 0001179110-14-013336
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-27 17:36:44
- Reporting Period:
- 2014-08-25
- Filing Date:
- 2014-08-27
- Accepted Time:
- 2014-08-27 17:36:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 884269 | Alpha Pro Tech Ltd | APT | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 631030494 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1503888 | R David Garcia | 60 Centurian Drive, Suite 112 Markham A6 L3R 9R2 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-08-25 | 5,871 | $2.64 | 0 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-25 | 317 | $2.62 | 0 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-25 | 400 | $2.60 | 0 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-25 | 1,200 | $2.59 | 0 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-25 | 27,212 | $2.58 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-08-26 | 25,000 | $1.60 | 0 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-08-26 | 10,000 | $1.15 | 0 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | options | Disposition | 2014-08-26 | 8,333 | $0.00 | 8,333 | $1.60 |
| Common Stock | options | Disposition | 2014-08-26 | 8,333 | $0.00 | 8,333 | $1.60 |
| Common Stock | options | Disposition | 2014-08-26 | 8,334 | $0.00 | 8,333 | $1.60 |
| Common Stock | options | Disposition | 2014-08-25 | 5,000 | $0.00 | 5,000 | $1.15 |
| Common Stock | options | Disposition | 2014-08-25 | 5,000 | $0.00 | 5,000 | $1.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 61,667 | 2011-10-12 | 2015-10-12 | No | 4 | M | Direct |
| 53,334 | 2012-10-12 | 2015-10-12 | No | 4 | M | Direct |
| 45,000 | 2013-10-12 | 2015-10-12 | No | 4 | M | Direct |
| 40,000 | 2012-09-30 | 2016-09-29 | No | 4 | M | Direct |
| 35,000 | 2013-09-30 | 2016-09-29 | No | 4 | M | Direct |
Footnotes
- the common stock shares were presold on August 25,2014
- the common stock was pre sold on August 25,2014 and the options were exercised on August 26,2014
Billionaire Hedge Funds
