Filing Details
- Accession Number:
- 0001144204-14-052781
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-27 17:15:32
- Reporting Period:
- 2014-08-26
- Filing Date:
- 2014-08-27
- Accepted Time:
- 2014-08-27 17:15:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1464790 | Great American Group Inc. | GAMR | Services-Business Services, Nec (7389) | 270223495 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207269 | R Bryant Riley | 11100 Santa Monica Blvd., Suite 800 Los Angeles CA US 90025 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-08-26 | 400 | $8.00 | 3,753,685 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-08-26 | 100 | $8.00 | 100 | No | 4 | P | Indirect | By B. Riley and Co., LLC 401(k) Profit Sharing Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By B. Riley and Co., LLC 401(k) Profit Sharing Plan |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 200,000 | Indirect | By the Robert Antin Children Irrevocable Trust |
Footnotes
- The Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- Bryant Riley beneficially owns 3,753,285 shares jointly with his wife and beneficially owns 400 shares in custodial accounts for his children.
- Held of record by B. Riley and Co., LLC 401(k) Profit Sharing Plan ("Profit Sharing Plan"). Mr. Riley, as Trustee may be deemed to beneficially own the shares held by the Profit Sharing Plan.
- Held of record by the Robert Antin Children Irrevocable Trust Dtd 1/1/01 (the "Trust"). Mr. Riley, as Trustee may be deemed to beneficially own the shares held by the Trust.