Filing Details

Accession Number:
0001144204-14-052781
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-27 17:15:32
Reporting Period:
2014-08-26
Filing Date:
2014-08-27
Accepted Time:
2014-08-27 17:15:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1464790 Great American Group Inc. GAMR Services-Business Services, Nec (7389) 270223495
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207269 R Bryant Riley 11100 Santa Monica Blvd., Suite 800
Los Angeles CA US 90025
Chairman And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-26 400 $8.00 3,753,685 No 4 P Direct
Common Stock Acquisiton 2014-08-26 100 $8.00 100 No 4 P Indirect By B. Riley and Co., LLC 401(k) Profit Sharing Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By B. Riley and Co., LLC 401(k) Profit Sharing Plan
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 200,000 Indirect By the Robert Antin Children Irrevocable Trust
Footnotes
  1. The Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
  2. Bryant Riley beneficially owns 3,753,285 shares jointly with his wife and beneficially owns 400 shares in custodial accounts for his children.
  3. Held of record by B. Riley and Co., LLC 401(k) Profit Sharing Plan ("Profit Sharing Plan"). Mr. Riley, as Trustee may be deemed to beneficially own the shares held by the Profit Sharing Plan.
  4. Held of record by the Robert Antin Children Irrevocable Trust Dtd 1/1/01 (the "Trust"). Mr. Riley, as Trustee may be deemed to beneficially own the shares held by the Trust.