Filing Details
- Accession Number:
- 0001327763-14-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-27 16:24:56
- Reporting Period:
- 2014-08-24
- Filing Date:
- 2014-08-27
- Accepted Time:
- 2014-08-27 16:24:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1060736 | Seattle Genetics Inc | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1361966 | B Vaughn Himes | 21823 30Th Drive Se Bothell WA 98021 | Evp, Tech. Ops. & Proc. Sci. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-08-24 | 3,310 | $43.55 | 52,209 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-08-26 | 15,000 | $0.00 | 67,209 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (right to buy) | Acquisiton | 2014-08-26 | 2,268 | $0.00 | 2,268 | $44.09 |
Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2014-08-26 | 35,232 | $0.00 | 35,232 | $44.09 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,268 | 2024-08-26 | No | 4 | A | Direct | |
35,232 | 2024-08-26 | No | 4 | A | Direct |
Footnotes
- Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.
- These shares represent restricted stock units and will be settled in common stock upon vesting.
- Restricted stock units shall vest in full three (3) years from grant date.
- Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.
- Shares shall vest at a rate of 25% one year from grant date and monthly thereafter until all shares are fully vested four years from grant date.