Filing Details

Accession Number:
0001014108-14-000202
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-27 15:12:57
Reporting Period:
2014-08-21
Filing Date:
2014-08-27
Accepted Time:
2014-08-27 15:12:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1084597 Xzeres Corp. XPWR Engines & Turbines (3510) 742329327
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1598555 Paul Debruce 411 Nichols Road
Suite 217
Kansas City MO 64112
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.001 Per Share Acquisiton 2014-08-21 3,594,120 $0.25 8,038,564 No 4 P Direct
Common Stock, Par Value $.001 Per Share Acquisiton 2014-08-21 3,214,108 $0.35 11,252,672 No 4 X Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 X Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants (right to buy) Disposition 2014-08-21 3,168,654 $0.00 3,168,654 $0.28
Common Stock Warrants (right to buy) Disposition 2014-08-21 45,454 $0.00 829,246 $0.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-03-29 2017-03-29 No 4 X Direct
829,246 2013-07-31 2017-07-31 No 4 X Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrants (right to buy) $0.28 2013-10-01 2017-10-01 583,347 583,347 Direct
Common Stock Warrants (right to buy) $0.36 2013-12-16 2016-12-16 2,372,503 2,372,503 Direct
Common Stock Warrants (right to buy) $0.28 2014-04-23 2018-04-23 972,165 972,165 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-10-01 583,347 583,347 Direct
2016-12-16 2,372,503 2,372,503 Direct
2018-04-23 972,165 972,165 Direct
Footnotes
  1. The number of shares to which these Warrants relate, as well as their respective exercise prices, are subject to antidilution adjustment provisions.
  2. This Warrant previously was reported as relating to 2,500,000 shares with an exercise price of $0.35 per share. As a result of the Warrant's adjustment provisions, the Warrant was adjusted to relate to 3,168,654 shares (all of which are being issued in the reported exercise) and an exercise price of $0.2761 per share.
  3. This Warrant previously was reported as relating to 690,000 shares with an exercise price of $0.35 per share. As a result of the Warrant's adjustment provisions, the Warrant was adjusted to relate to 874,700 shares (of which 45,454 shares are being used in the reported exercise) and an exercise price of $0.2761 per share.
  4. This Warrant previously was reported as relating to 498,333 shares with an exercise price of $0.35 per share. As a result of the Warrant's adjustment provisions, the Warrant was adjusted to relate to 583,347 shares and an exercise price of $0.2761 per share.
  5. This Warrant previously was reported as relating to 2,222,222 shares with an exercise price of $0.385 per share. As a result of the Warrant's adjustment provisions, the Warrant was adjusted to relate to 2,372,503 shares and an exercise price of $0.361 per share.
  6. This Warrant previously was reported as relating to 969,160 shares with an exercise price of $0.35 per share. As a result of the Warrant's adjustment provisions, the Warrant was adjusted to relate to 972,165 shares and an exercise price of $0.2761 per share.