Filing Details
- Accession Number:
- 0001014108-14-000202
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-27 15:12:57
- Reporting Period:
- 2014-08-21
- Filing Date:
- 2014-08-27
- Accepted Time:
- 2014-08-27 15:12:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1084597 | Xzeres Corp. | XPWR | Engines & Turbines (3510) | 742329327 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1598555 | Paul Debruce | 411 Nichols Road Suite 217 Kansas City MO 64112 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.001 Per Share | Acquisiton | 2014-08-21 | 3,594,120 | $0.25 | 8,038,564 | No | 4 | P | Direct | |
Common Stock, Par Value $.001 Per Share | Acquisiton | 2014-08-21 | 3,214,108 | $0.35 | 11,252,672 | No | 4 | X | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | X | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants (right to buy) | Disposition | 2014-08-21 | 3,168,654 | $0.00 | 3,168,654 | $0.28 |
Common Stock | Warrants (right to buy) | Disposition | 2014-08-21 | 45,454 | $0.00 | 829,246 | $0.28 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-03-29 | 2017-03-29 | No | 4 | X | Direct |
829,246 | 2013-07-31 | 2017-07-31 | No | 4 | X | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrants (right to buy) | $0.28 | 2013-10-01 | 2017-10-01 | 583,347 | 583,347 | Direct |
Common Stock | Warrants (right to buy) | $0.36 | 2013-12-16 | 2016-12-16 | 2,372,503 | 2,372,503 | Direct |
Common Stock | Warrants (right to buy) | $0.28 | 2014-04-23 | 2018-04-23 | 972,165 | 972,165 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-10-01 | 583,347 | 583,347 | Direct |
2016-12-16 | 2,372,503 | 2,372,503 | Direct |
2018-04-23 | 972,165 | 972,165 | Direct |
Footnotes
- The number of shares to which these Warrants relate, as well as their respective exercise prices, are subject to antidilution adjustment provisions.
- This Warrant previously was reported as relating to 2,500,000 shares with an exercise price of $0.35 per share. As a result of the Warrant's adjustment provisions, the Warrant was adjusted to relate to 3,168,654 shares (all of which are being issued in the reported exercise) and an exercise price of $0.2761 per share.
- This Warrant previously was reported as relating to 690,000 shares with an exercise price of $0.35 per share. As a result of the Warrant's adjustment provisions, the Warrant was adjusted to relate to 874,700 shares (of which 45,454 shares are being used in the reported exercise) and an exercise price of $0.2761 per share.
- This Warrant previously was reported as relating to 498,333 shares with an exercise price of $0.35 per share. As a result of the Warrant's adjustment provisions, the Warrant was adjusted to relate to 583,347 shares and an exercise price of $0.2761 per share.
- This Warrant previously was reported as relating to 2,222,222 shares with an exercise price of $0.385 per share. As a result of the Warrant's adjustment provisions, the Warrant was adjusted to relate to 2,372,503 shares and an exercise price of $0.361 per share.
- This Warrant previously was reported as relating to 969,160 shares with an exercise price of $0.35 per share. As a result of the Warrant's adjustment provisions, the Warrant was adjusted to relate to 972,165 shares and an exercise price of $0.2761 per share.