Filing Details

Accession Number:
0001077579-14-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-27 14:32:46
Reporting Period:
2014-08-25
Filing Date:
2014-08-27
Accepted Time:
2014-08-27 14:32:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
870385 Carolina Financial Corp CARO State Commercial Banks (6022) 571039673
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1077579 P Benedict Rosen 288 Meeting Street
Charleston SC 29401
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-25 1,115 $25.00 2,715 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 24,600 Indirect BY BENEDICT P ROSEN REVOCABLE TRUST
Common Stock 4,000 Indirect BY BERNICE W ROSEN REVOCABLE TRUST
Footnotes
  1. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.