Filing Details
- Accession Number:
- 0001598577-14-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-27 14:11:24
- Reporting Period:
- 2014-08-26
- Filing Date:
- 2014-08-27
- Accepted Time:
- 2014-08-27 14:11:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1400482 | Acucela Inc. | M?????? | Pharmaceutical Preparations (2834) | 020592619 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1598577 | Hien Deyoung | C/O Acucela Inc. 1301 Second Ave., Suite 1900 Seattle WA 98101 | Vp Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-26 | 40,000 | $3.23 | 40,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-08-26 | 16,800 | $4.52 | 56,800 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-26 | 56,800 | $7.89 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2014-08-26 | 40,000 | $0.00 | 40,000 | $3.23 |
| Common Stock | Stock Option (right to buy) | Disposition | 2014-08-26 | 16,800 | $0.00 | 16,800 | $4.52 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-05-28 | No | 4 | M | Direct | |
| 11,200 | 2021-07-21 | No | 4 | M | Direct |
Footnotes
- The issuer's common stock trades on the Tokyo Stock Exchange under the symbol referenced in the issuer's registration statement on Form S-1 (File No. 333-192000).
- The shares were sold at a price of 820.4909 Japanese Yen. The U.S. per share price reflects the average of the buy and sell Japanese Yen-to-U.S. Dollar exchange rates on the transaction date divided by the number of shares sold.
- The option was 100% vested and was exercisable on September 1, 2012.
- The option vests and is exercisable at the rate of 1/5th of the total shares on July 1, 2012 and then an additional 1/5th yearly thereafter, with 100% vested and exercisable on July 1, 2016, subject to the reporting person's provision of service to the issuer on each reporting date.
Billionaire Hedge Funds
