Filing Details
- Accession Number:
- 0001209191-14-054584
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-27 11:23:03
- Reporting Period:
- 2014-08-25
- Filing Date:
- 2014-08-27
- Accepted Time:
- 2014-08-27 11:23:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1318490 | F Kamran Husain | Svb Financial Group 3005 Tasman Drive Santa Clara CA 95054 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-25 | 300 | $60.37 | 300 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-08-25 | 200 | $64.37 | 500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-08-25 | 300 | $49.83 | 800 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-08-25 | 200 | $71.11 | 1,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-25 | 300 | $110.05 | 700 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-25 | 200 | $110.00 | 500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-25 | 300 | $110.05 | 200 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-25 | 200 | $110.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2014-08-25 | 200 | $71.11 | 200 | $71.11 |
| Common Stock | Stock Option | Disposition | 2014-08-25 | 200 | $64.37 | 200 | $64.37 |
| Common Stock | Stock Option | Disposition | 2014-08-25 | 300 | $49.83 | 300 | $49.83 |
| Common Stock | Stock Option | Disposition | 2014-08-25 | 300 | $60.37 | 300 | $60.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,000 | 2014-04-30 | 2020-04-30 | No | 4 | M | Direct |
| 1,472 | 2013-05-01 | 2019-05-01 | No | 4 | M | Direct |
| 278 | 2011-04-27 | 2017-04-27 | No | 4 | M | Direct |
| 794 | 2012-04-27 | 2018-04-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 230 | Indirect | By 401(k)/ESOP |
Footnotes
- The 300 shares were sold through separate trades, with the sale prices ranging from $110.05 to $110.0521 and at a weighted average saleprice of $110.0508.
- The 200 shares were sold through separate trades, with the sale prices ranging from $110.00 to $110.0001 and at a weighted average sale price of $110.0001.
- The 300 shares were sold through separate trades, with the sale prices ranging from $110.05 to $110.0501 and at a weighted average sale price of $110.0501.
Billionaire Hedge Funds
