Filing Details
- Accession Number:
- 0001144204-14-052573
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-27 06:04:09
- Reporting Period:
- 2014-08-26
- Filing Date:
- 2014-08-27
- Accepted Time:
- 2014-08-27 06:04:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1084752 | Inventergy Global Inc. | INVT | Telephone Communications (No Radiotelephone) (4813) | 621482178 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1532128 | B Stephen Huang | C/O Inventergy Global, Inc. 900 E. Hamilton Avenue, Suite 180 Campbell CA 95008 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2014-08-26 | 10,522 | $1.89 | 10,522 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option to Purchase Common Stock | $3.04 | 2024-05-19 | 424,170 | 424,170 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2024-05-19 | 424,170 | 424,170 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in one trade/order with multiple executions/transactions ranging from $1.85 to $1.93, inclusive. The reporting person undertakes to provide to Inventergy Global, Inc., any security holder of Inventergy Global, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The option was granted under the 2013 Stock Plan of Inventergy Global, Inc. and is exercisable as follows: (1) 70,695 options become exercisable on November 20, 2014; (2) 70,695 options become exercisable on May 20, 2015; and (3) 35,348 options become exercisable on the last day of each quarter of continuous service thereafter.