Filing Details
- Accession Number:
- 0001209191-14-054557
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-26 20:54:47
- Reporting Period:
- 2014-08-12
- Filing Date:
- 2014-08-26
- Accepted Time:
- 2014-08-26 20:54:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1408356 | Solarcity Corp | SCTY | Construction - Special Trade Contractors (1700) | 020781046 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1304934 | N H John Fisher | C/O Draper Fisher Jurvetson 2882 Sand Hill Road, Suite 150 Menlo Park CA 94025 | Yes | No | Yes | No | |
1564069 | Draper Associates Riskmasters Fund, Llc | C/O Draper Fisher Jurvetson 2882 Sand Hill Road, Suite 150 Menlo Park CA 94025 | Yes | No | Yes | No | |
1565224 | Draper Associates Riskmasters Fund Iii, Llc | C/O Draper Fisher Jurvetson 2882 Sand Hill Road, Suite 150 Menlo Park CA 94025 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-08-21 | 23,787 | $71.02 | 3,624,778 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2014-08-25 | 6,213 | $72.10 | 3,618,565 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2014-08-12 | 200 | $0.00 | 188,462 | No | 4 | G | Indirect | By Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | G | Indirect | By Family Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,373,853 | Indirect | See Footnotes |
Common Stock | 847,725 | Indirect | See Footnotes |
Common Stock | 25,904 | Indirect | See Footnotes |
Common Stock | 145,627 | Indirect | See Footnotes |
Common Stock | 294,975 | Indirect | See Footnotes |
Common Stock | 399,383 | Indirect | See Footnotes |
Common Stock | 274 | Indirect | See Footnotes |
Common Stock | 172 | Indirect | See Footnotes |
Common Stock | 5,378 | Indirect | See Footnote |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.00 to $71.14, inclusive. The reporting person undertakes to provide SolarCity Corporation, any security holder of SolarCity Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.92 to $72.23, inclusive. The reporting person undertakes to provide SolarCity Corporation, any security holder of SolarCity Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
- These shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P.
- These shares are owned directly by Draper Fisher Jurvetson Fund X, L.P.
- These shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P.
- These shares are owned directly by Draper Fisher Jurvetson Partners X, LLC.
- These shares are owned directly by Draper Fisher Jurvetson Partners IX, LLC.
- These shares are owned directly by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC.
- Represents 177,612 shares held of record by Draper Associates, L.P., 160,396 shares held of record by Draper Associates Riskmasters Fund, LLC, and 61,375 shares held of record by Draper Associates Riskmasters Fund III, LLC.
- John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X.
- The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010.
- The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
- These shares are owned directly by Draper Fisher Jurvetson Fund IX Partners, L.P.
- These shares are owned directly by Draper Fisher Jurvetson Fund X Partners, L.P.
- These shares are owned directly by John Fisher and Jennifer Caldwell Living Trust dated 1/7/00, as amended and restated on 3/27/08, of which the reporting person is a co-trustee. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.
- These shares are owned directly by JHNF Investment LLC. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.