Filing Details
- Accession Number:
- 0001209191-14-054526
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-26 19:03:59
- Reporting Period:
- 2014-08-22
- Filing Date:
- 2014-08-26
- Accepted Time:
- 2014-08-26 19:03:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1175483 | Newcastle Investment Corp | NCT | Real Estate Investment Trusts (6798) | 810559116 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1124465 | A Randal Nardone | 1345 Avenue Of The Americas, 46Th Floor New York NY 10105 | Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2014-08-22 | 44,933 | $13.63 | 0 | No | 4 | S | Indirect | Fortress Partners Securities LLC |
Common Stock, Par Value $0.01 Per Share | Disposition | 2014-08-22 | 18,933 | $13.63 | 0 | No | 4 | S | Indirect | Fortress Partners Offshore Securities LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Fortress Partners Securities LLC |
No | 4 | S | Indirect | Fortress Partners Offshore Securities LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 83,333 | Indirect | RAN 2012 Trust LLC |
Common Stock, Par Value $0.01 Per Share | 475,634 | Direct | |
Common Stock, Par Value $0.01 Per Share | 1,666 | Indirect | Flying O Foundation |
Common Stock, Par Value $0.01 Per Share | 793 | Indirect | Olivia Nardone UTMA |
Common Stock, Par Value $0.01 Per Share | 345,697 | Indirect | Fortress Operating Entity I LP |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.45 to $13.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- Mr. Nardone may be deemed to be the beneficial owner of these shares of common stock by virtue of his relationship to Fortress Operating Entity I ("FOE I"), Fortress Partners Securities LLC or Fortress Partners Offshore Securities LLC, as applicable. Mr. Nardone disclaims beneficial ownership of any securities of the issuer held by these entities except to the extent of his pecuniary interest therein.