Filing Details

Accession Number:
0001209191-14-054525
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-26 19:01:49
Reporting Period:
2014-08-22
Filing Date:
2014-08-26
Accepted Time:
2014-08-26 19:01:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1175483 Newcastle Investment Corp NCT Real Estate Investment Trusts (6798) 810559116
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1124460 R Wesley Edens 1345 Avenue Of The Americas,
46Th Floor
New York NY 10105
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2014-08-22 44,933 $13.63 0 No 4 S Indirect Fortress Partners Securities LLC
Common Stock, Par Value $0.01 Per Share Disposition 2014-08-22 18,933 $13.63 0 No 4 S Indirect Fortress Partners Offshore Securities LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Fortress Partners Securities LLC
No 4 S Indirect Fortress Partners Offshore Securities LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 974,561 Direct
Common Stock, Par Value $0.01 Per Share 333 Indirect Chinook Charitable Trust
Common Stock, Par Value $0.01 Per Share 333 Indirect Hoofbeat Charitable Trust
Common Stock, Par Value $0.01 Per Share 345,697 Indirect Fortress Operating Entity I LP
Common Stock, Par Value $0.01 Per Share 1,550 Indirect As trustee for Lynn Edens
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.45 to $13.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  2. Mr. Edens may be deemed to be the beneficial owner of these shares by virtue of his relationship to Fortress Partners Securities LLC or Fortress Partners Offshore Securities LLC, as applicable. Mr. Edens disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  3. Mr. Edens may be deemed to be the beneficial owner of these shares but disclaims beneficial ownership.
  4. Mr. Edens may be deemed to be the beneficial owner of these securities by virtue of his relationship to Fortress Operating Entity I ("FOE I"). Mr. Edens disclaims beneficial ownership of any securities (and the underlying shares of common stock, if applicable) of the issuer held by FOE I except to the extent of his pecuniary interest therein.