Filing Details
- Accession Number:
- 0001209191-14-054522
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-26 18:59:19
- Reporting Period:
- 2014-08-22
- Filing Date:
- 2014-08-26
- Accepted Time:
- 2014-08-26 18:59:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1556593 | New Residential Investment Corp. | NRZ | Real Estate Investment Trusts (6798) | 453449660 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1124460 | R Wesley Edens | 1345 Avenue Of The Americas New York NY 10105 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-08-22 | 134,800 | $6.30 | 0 | No | 4 | S | Indirect | Fortress Partners Securities LLC |
Common Stock | Disposition | 2014-08-22 | 56,800 | $6.30 | 0 | No | 4 | S | Indirect | Fortress Partners Offshore Securities LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Fortress Partners Securities LLC |
No | 4 | S | Indirect | Fortress Partners Offshore Securities LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,037,091 | Indirect | Fortress Operating Entity I |
Common Stock | 2,183,215 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.28 to $6.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- Mr. Edens may be deemed to be the beneficial owner of these shares by virtue of his relationship with Fortress Partners Securities LLC or Fortress Partners Offshore Securities LLC, as applicable. Mr. Edens disclaims beneficial ownership of these shares to the extent of his pecuniary interest therein.
- These shares are owned by FOE I. FIG Corp. is a wholly-owned subsidiary of Fortress Investment Group LLC. Mr. Edens is a principal and co-chairman of the board of directors of, and owns approximately 14.5% of, Fortress Investment Group LLC. By virtue of his relationship to Fortress Investment Group LLC and certain of its affiliates, Mr. Edens may have pecuniary interest in shares beneficially owned by FOE I. Mr. Edens disclaims beneficial ownership of such shares except to the extent of his pecuniary interest.