Filing Details
- Accession Number:
- 0001209191-14-054514
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-26 18:46:16
- Reporting Period:
- 2014-08-11
- Filing Date:
- 2014-08-26
- Accepted Time:
- 2014-08-26 18:46:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
899460 | Mannkind Corp | MNKD | Pharmaceutical Preparations (2834) | 133607736 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1353843 | Juergen Martens | 28903 North Avenue Paine Valencia CA 91355 | Corporate Vp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.01 Par Value | Acquisiton | 2014-08-11 | 220,000 | $0.00 | 404,326 | No | 4 | A | Direct | |
Common Stock, $.01 Par Value | Disposition | 2014-08-11 | 107,030 | $8.53 | 297,296 | No | 4 | F | Direct | |
Common Stock, $.01 Par Value | Acquisiton | 2014-08-21 | 11,500 | $0.00 | 308,796 | No | 4 | A | Direct | |
Common Stock, $.01 Par Value | Disposition | 2014-08-22 | 1,338 | $7.09 | 307,458 | No | 4 | F | Direct | |
Common Stock, $.01 Par Value | Disposition | 2014-08-22 | 22,775 | $7.02 | 284,683 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Employee Stock Option | Acquisiton | 2014-08-11 | 60,000 | $0.00 | 60,000 | $1.69 |
Common Stock, $0.01 Par Value | Employee Stock Option | Acquisiton | 2014-08-11 | 240,000 | $0.00 | 240,000 | $6.85 |
Common Stock, $0.01 Par Value | Employee Stock Option | Acquisiton | 2014-08-21 | 51,700 | $0.00 | 51,700 | $7.09 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
200,000 | 2014-08-11 | 2022-05-17 | No | 4 | A | Direct |
480,000 | 2014-08-11 | 2023-05-23 | No | 4 | A | Direct |
51,700 | 2015-08-21 | 2024-08-20 | No | 4 | A | Direct |
Footnotes
- The reporting person was granted multiple restricted stock units that vest upon the achievement of certain defined performance milestones. On August 11, 2014, one of the defined performance milestones was met, resulting in the partial vesting of the restricted stock units.
- Shares withheld to satisfy the tax liability to the vesting of a restricted stock unit award.
- Acquired pursuant to a Restricted Stock Unit Award: 25% vest on each year anniversary of the vesting determination date and 25% each anniversary thereafter; shares shall fully vest on the fourth anniversary of the vesting determination date.
- Transaction occurred pursuant to Rule 10b5-1 Plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.9600 to $7.0715, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- On May 17, 2012, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 11, 2014, one of the defined performance milestones was met, resulting in the partial vesting of the option.
- On May 23, 2013, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 11, 2014, one of the defined performance milestones was met, resulting in the partial vesting of the option.
- 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date.