Filing Details
- Accession Number:
- 0001127602-14-026496
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-26 14:24:28
- Reporting Period:
- 2014-08-22
- Filing Date:
- 2014-08-26
- Accepted Time:
- 2014-08-26 13:24:28
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1208226 | J William Carroll | 88 11Th Avenue Ne Minneapolis MN 55413 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-08-22 | 3,000 | $77.04 | 17,850 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-08-25 | 3,600 | $37.13 | 21,450 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-08-25 | 8,600 | $20.19 | 30,050 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-25 | 3,988 | $77.15 | 26,062 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2014-08-25 | 3,600 | $0.00 | 3,600 | $37.13 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2014-08-25 | 8,600 | $0.00 | 8,600 | $20.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-04-22 | No | 4 | M | Direct | |
| 0 | 2019-04-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,960 | Indirect | By Trust |
Footnotes
- The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $77.01 to $77.122, inclusive. The reporting person undertakes to provide Graco Inc., and security holder of Graco Inc. or the staff of the Securities and Exchange Commission, upon request, with full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
- The price reported in Column 4 is a weighted average price. The shares were sold at prices ranging from $77.01 to $77.285, inclusive. The reporting person undertakes to provide Graco Inc., any security holder of Graco Inc., or the staff of the Securities and Exchange Commission, upon request, with full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
- Sarah Maureen Carroll Trust and Margaret Rose Carroll Trust. These shares are held in trust for the benefit of the reporting person's grandchildren. The reporting person's spouse is the trustee of the trusts.
- Nonemployee director stock option granted pursuant to the Graco Inc. Stock Incentive Plan in a transaction exempt under Rule 16b-3. The stock option becomes exercisable in four equal annual installments, commencing one year after the date of the grant.
- Nonemployee director stock option granted pursuant to the Amended and Restated Graco Inc. Stock Incentive Plan (2006) in a transaction exempt under Rule 16b-3. The stock option becomes exercisable in four equal annual installments, commencing one year after the date of the grant.
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