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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1089907	Swk Holdings Corp	SWKH	Miscellaneous Business Credit Institution (6159)	770435679

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1056973	P L Capital Carlson	2100 Mckinney Avenue, Ste 1800 Dallas TX 75201	Yes	No	Yes	Yes
1404557	Asgard Investment Corp.	2100 Mckinney Avenue, Ste 1800 Dallas TX 75201	Yes	No	Yes	Yes
1404625	Duane Clint Carlson	2100 Mckinney Avenue, Ste 1800 Dallas TX 75201	Yes	No	Yes	Yes
1404976	Ltd Offshore Diamond Black Double	2100 Mckinney Avenue, Ste 1800 Dallas TX 75201	Yes	No	Yes	Yes
1452364	Ltd. Offshore Diamond Black	2100 Mckinney Avenue, Ste 1800 Dallas TX 75201	Yes	No	Yes	Yes
1503915	Asgard Investment Corp. Ii	2100 Mckinney Avenue, Ste 1800 Dallas TX 75201	Yes	No	Yes	Yes

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-08-18	52,106,256	$1.37	68,057,100	No	4	P	Indirect	See Footnotes
Common Stock	Acquisiton	2014-08-18	3,801,744	$1.37	68,057,100	No	4	P	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes

Footnotes

The shares of Common Stock of SWK Holdings Corp described herein were acquired directly, and held beneficially, by Double Black Diamond Offshore Ltd., a Cayman Islands exempted company ("DOF") and Black Diamond Offshore Ltd., a Cayman Islands exempted company ("OFF"). Carlson Capital, L.P., a Delaware limited partnership ("Carlson"), serves as investment manager to, and has the power to direct the affairs of, DOF and OFF. Asgard Investment Corp. II, a Delaware corporation ("Asgard II"), serves as general partner, and has the power to direct the affairs, of Carlson.(Continued to footnote 2)
Asgard Investment Corp., a Delaware corporation ("Asgard"), is the sole stockholder, and has the power to direct the affairs, of Asgard II. Clint D. Carlson, a U.S. citizen ("Mr. Carlson"), serves as president, and has the power to direct the affairs, of Asgard II, Asgard and Carlson. Each reporting person disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except to the extent of such reporting person's pecuniary interest therein.